Model Office

RegTechAPP audits regulatory performance

Whether you are involved in compliance, administration or practice management, engaged in para-planning or at the front end advising your clients on their financial needs, you could probably do with some extra compliance guidance and market intelligence to ensure you can track the regulations, client needs and professional practice.

MO®’s got your professional and compliance needs covered Model Office-MO® AUS RegTech App supports Australian based financial advisers and wealth managers to self audit and benchmark their firm against the ASIC regulations and the Royal Commission key recommendations to ensure firms know they are compliant and what to do next if they have any gaps or blind spots.

Key Features of Model Office-MO® AUS RegTech App

  • Integrates with your intelliflo client data to monitor data quality and ensure you can have the confidence to report on client data that supports good ongoing outcomes.
  • MO® streamlines regulatory reporting and potentially reduces compliance costs, increasing time to spend on productive activities.
  • Provides 5 interactive heat mapped regulatory dashboards with a radar chart, performance dial charts across your compliance needs.
  • MO®’s algorithm offers tailored nudges, steers and resources on how to improve your compliance and business development scores.
  • MO® an Artificial Intelligence Compliance Chatbot assistant available on MO® enterprise will interrogate the FCA handbook and the internet to provide support and guidance 24/7.
  • MO® integrates with iO so you can complete client data health checks.
  • Audits your firm against ASIC regulatory directives.
  • Benchmarks the firm across 5 keys our 5-year research has found are crucial to building a professional practice:
  1. Your Focus: Compliance, strategy and risk management
  2. Your Engagement: Client and stakeholder engagement
  3. Your Promise: Client service and investment proposition
  4. Your Systems: Operations and service supports
  5. Your People: Human resource development

What iO data does MO® use?

We can pull select client data fields to audit the standard of data and assess any duplicated or missing data automatically.