Intelliflo - Online adviser software
Compliance functionality for financial advisers

Compliance

Streamlined, configurable tools that help make you  manage your compliance risk

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Trust Intelligent Office to deliver compliance to your business

Robust compliance procedures are fundamental to any advice business. Having safeguards in place to accurately monitor your business activities and respond to regulatory requirements such as CPD, RMAR (Gabriel) and file checking, is essential.

Intelligent Office (iO) automates the compliance process for you, providing procedures researched and developed as a result of over 10 years of experience working solely with the UK advice industry. Intelliflo’s commitment is to ensure that iO remains fully responsive to new regulation and legislation as it occurs.

Compliance features

Intelligent Office allows each user firm to configure their own specific compliance tool. This enables the flexibility to fit the system around your requirements, not force you into a ‘one size fits all’ approach. Some of the compliance features include:

  • Pre and post compliance checking
  • New business controls to ensure correct documentation issued at appropriate points
  • Comprehensive reporting
  • File checks - Checklist link to plan documents for easy reference(PFP)
  • Individual advisers can view their own compliance cases

See Compliance funcionality at glance:

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About Intelliflo

What’s more, iO offers the most tried and tested range of functionality available in the UK today, supported by an experienced UK based team.

Over 2,122 of the UK’s leading advisory firms, with over £351 billion under advice, trust iO to power their businesses and improve their bottom line. So why not try iO today?

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